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Toward the Development of Data Governance Standards for Using Clinical Free-Text Data in Health Research: Position Paper

Kerina Jones, Elizabeth M Ford, Nathan Lea, Lucy Griffiths Orcid Logo, Lamiece Hassan, Sharon Heys, Emma Squires, Goran Nenadic

Journal of Medical Internet Research, Volume: 22, Issue: 6, Start page: e16760

Swansea University Authors: Kerina Jones, Lucy Griffiths Orcid Logo, Sharon Heys, Emma Squires

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DOI (Published version): 10.2196/16760

Abstract

Background: Clinical free-text data (eg, outpatient letters or nursing notes) represent a vast, untapped source of rich information that, if more accessible for research, would clarify and supplement information coded in structured data fields. Data usually need to be deidentified or anonymized befo...

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Published in: Journal of Medical Internet Research
ISSN: 1438-8871
Published: JMIR Publications Inc. 2020
Online Access: Check full text

URI: https://cronfa.swan.ac.uk/Record/cronfa53733
Abstract: Background: Clinical free-text data (eg, outpatient letters or nursing notes) represent a vast, untapped source of rich information that, if more accessible for research, would clarify and supplement information coded in structured data fields. Data usually need to be deidentified or anonymized before they can be reused for research, but there is a lack of established guidelines to govern effective deidentification and use of free-text information and avoid damaging data utility as a by-product. Objective: This study aimed to develop recommendations for the creation of data governance standards to integrate with existing frameworks for personal data use, to enable free-text data to be used safely for research for patient and public benefit. Methods: We outlined data protection legislation and regulations relating to the United Kingdom for context and conducted a rapid literature review and UK-based case studies to explore data governance models used in working with free-text data. We also engaged with stakeholders, including text-mining researchers and the general public, to explore perceived barriers and solutions in working with clinical free-text. Results: We proposed a set of recommendations, including the need for authoritative guidance on data governance for the reuse of free-text data, to ensure public transparency in data flows and uses, to treat deidentified free-text data as potentially identifiable with use limited to accredited data safe havens, and to commit to a culture of continuous improvement to understand the relationships between the efficacy of deidentification and reidentification risks, so this can be communicated to all stakeholders. Conclusions: By drawing together the findings of a combination of activities, we present a position paper to contribute to the development of data governance standards for the reuse of clinical free-text data for secondary purposes. While working in accordance with existing data governance frameworks, there is a need for further work to take forward the recommendations we have proposed, with commitment and investment, to assure and expand the safe reuse of clinical free-text data for public benefit.
Keywords: ethical; legal; social implications; public engagement; free-text data; information governance
College: Faculty of Medicine, Health and Life Sciences
Funders: TexGov was funded by the Engineering and Physical Sciences Research Council via Healtex, the UK health care text analytics research network (grant number EP/N027280/1).
Issue: 6
Start Page: e16760