E-Thesis 249 views
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process / ROLAND MUMFORD
Swansea University Author: ROLAND MUMFORD
DOI (Published version): 10.23889/SUthesis.68269
Abstract
This thesis describes the development of a dry plasma etch smoothing technique to replace the conventional Chemical Mechanical Polishing process within a device manufacturing scheme in the semiconductor industry. An important semiconductor manufacturing process is 3D wafer packaging, which allows ve...
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Swansea, Wales, UK
2024
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|---|---|
| Institution: | Swansea University |
| Degree level: | Doctoral |
| Degree name: | Ph.D |
| Supervisor: | Guy, Owen J. ; Elwin, Matt |
| URI: | https://cronfa.swan.ac.uk/Record/cronfa68269 |
| first_indexed |
2025-01-30T16:02:05Z |
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| last_indexed |
2025-06-07T05:05:12Z |
| id |
cronfa68269 |
| recordtype |
RisThesis |
| fullrecord |
<?xml version="1.0"?><rfc1807><datestamp>2025-06-06T12:42:45.3335599</datestamp><bib-version>v2</bib-version><id>68269</id><entry>2024-11-14</entry><title>Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process</title><swanseaauthors><author><sid>69d45b694e1e475467e6c0c80de3a02e</sid><firstname>ROLAND</firstname><surname>MUMFORD</surname><name>ROLAND MUMFORD</name><active>true</active><ethesisStudent>false</ethesisStudent></author></swanseaauthors><date>2024-11-14</date><abstract>This thesis describes the development of a dry plasma etch smoothing technique to replace the conventional Chemical Mechanical Polishing process within a device manufacturing scheme in the semiconductor industry. An important semiconductor manufacturing process is 3D wafer packaging, which allows vertical stacking of wafer die. 3D wafer packing represents a significant component of the total wafer level processing cost. A critical step in the 3D packaging process flow is the Chemical Mechanical Polishing process. Replacement of the CMP process step with a corresponding dry etch can yield significant time and cost savings. This is achievable through reductions in metrology and wafer handling requirements and lower volumes of materials needed for plasma-etch based processes compared with CMP. Incorporating equipment already utilized in the 3D integrated wafer packaging process during the subsequent Through Silicon Via (TSV) reveal step, process efficiencies can be achieved, with overall die yields being maintained. Using dry etch technology to treat a 200 nm rough back-ground silicon surface, a smooth surface with a peak to valley roughness of less than 6 nm is demonstrated, which is comparable to a virgin silicon wafer. This patented process differs from other dry etch smoothing techniques in that it aims to eliminate any visual grind marks rather than just reducing the surface roughness. The elimination of visible grind marks is critical in later optical inspection where these surface scratches are falsely identified as defects. The quality of the plasma polished surface is equivalent to that of a CMP processed wafer and as such, this process has been implemented in manufacturing replacing the CMP step. The novel process described combines a surface modification process followed by a roughness reduction iteratively, to produce a smooth surface without visible grind marks. Further work describes the application of the smoothing process to microneedles, with the aim of improving the process flow. Smoothing of silicon carbide has been performed. Finally, an extension of the TSV reveal process is described, called extreme thinning, with the development of a predictive model to minimize final total thickness variation. Silicon smoothing can also be beneficial to this application.</abstract><type>E-Thesis</type><journal/><volume/><journalNumber/><paginationStart/><paginationEnd/><publisher/><placeOfPublication>Swansea, Wales, UK</placeOfPublication><isbnPrint/><isbnElectronic/><issnPrint/><issnElectronic/><keywords/><publishedDay>11</publishedDay><publishedMonth>9</publishedMonth><publishedYear>2024</publishedYear><publishedDate>2024-09-11</publishedDate><doi>10.23889/SUthesis.68269</doi><url/><notes>A selection of third party content is partially redacted from this thesis due to copyright restrictions.ORCiD identifier: https://orcid.org/0000-0002-5081-1851</notes><college>COLLEGE NANME</college><CollegeCode>COLLEGE CODE</CollegeCode><institution>Swansea University</institution><supervisor>Guy, Owen J. ; Elwin, Matt</supervisor><degreelevel>Doctoral</degreelevel><degreename>Ph.D</degreename><degreesponsorsfunders>SPTS Technologies</degreesponsorsfunders><apcterm/><funders>SPTS Technologies</funders><projectreference/><lastEdited>2025-06-06T12:42:45.3335599</lastEdited><Created>2024-11-14T11:30:26.7619649</Created><path><level id="1">Faculty of Science and Engineering</level><level id="2">School of Engineering and Applied Sciences - Chemistry</level></path><authors><author><firstname>ROLAND</firstname><surname>MUMFORD</surname><order>1</order></author></authors><documents><document><filename>Under embargo</filename><originalFilename>Under embargo</originalFilename><uploaded>2025-06-05T16:07:06.9468729</uploaded><type>Output</type><contentLength>32286859</contentLength><contentType>application/pdf</contentType><version>Redacted version - open access</version><cronfaStatus>true</cronfaStatus><embargoDate>2027-09-11T00:00:00.0000000</embargoDate><documentNotes>Copyright: The Author, Roland Mumford, 2024.</documentNotes><copyrightCorrect>true</copyrightCorrect><language>eng</language></document></documents><OutputDurs/></rfc1807> |
| spelling |
2025-06-06T12:42:45.3335599 v2 68269 2024-11-14 Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process 69d45b694e1e475467e6c0c80de3a02e ROLAND MUMFORD ROLAND MUMFORD true false 2024-11-14 This thesis describes the development of a dry plasma etch smoothing technique to replace the conventional Chemical Mechanical Polishing process within a device manufacturing scheme in the semiconductor industry. An important semiconductor manufacturing process is 3D wafer packaging, which allows vertical stacking of wafer die. 3D wafer packing represents a significant component of the total wafer level processing cost. A critical step in the 3D packaging process flow is the Chemical Mechanical Polishing process. Replacement of the CMP process step with a corresponding dry etch can yield significant time and cost savings. This is achievable through reductions in metrology and wafer handling requirements and lower volumes of materials needed for plasma-etch based processes compared with CMP. Incorporating equipment already utilized in the 3D integrated wafer packaging process during the subsequent Through Silicon Via (TSV) reveal step, process efficiencies can be achieved, with overall die yields being maintained. Using dry etch technology to treat a 200 nm rough back-ground silicon surface, a smooth surface with a peak to valley roughness of less than 6 nm is demonstrated, which is comparable to a virgin silicon wafer. This patented process differs from other dry etch smoothing techniques in that it aims to eliminate any visual grind marks rather than just reducing the surface roughness. The elimination of visible grind marks is critical in later optical inspection where these surface scratches are falsely identified as defects. The quality of the plasma polished surface is equivalent to that of a CMP processed wafer and as such, this process has been implemented in manufacturing replacing the CMP step. The novel process described combines a surface modification process followed by a roughness reduction iteratively, to produce a smooth surface without visible grind marks. Further work describes the application of the smoothing process to microneedles, with the aim of improving the process flow. Smoothing of silicon carbide has been performed. Finally, an extension of the TSV reveal process is described, called extreme thinning, with the development of a predictive model to minimize final total thickness variation. Silicon smoothing can also be beneficial to this application. E-Thesis Swansea, Wales, UK 11 9 2024 2024-09-11 10.23889/SUthesis.68269 A selection of third party content is partially redacted from this thesis due to copyright restrictions.ORCiD identifier: https://orcid.org/0000-0002-5081-1851 COLLEGE NANME COLLEGE CODE Swansea University Guy, Owen J. ; Elwin, Matt Doctoral Ph.D SPTS Technologies SPTS Technologies 2025-06-06T12:42:45.3335599 2024-11-14T11:30:26.7619649 Faculty of Science and Engineering School of Engineering and Applied Sciences - Chemistry ROLAND MUMFORD 1 Under embargo Under embargo 2025-06-05T16:07:06.9468729 Output 32286859 application/pdf Redacted version - open access true 2027-09-11T00:00:00.0000000 Copyright: The Author, Roland Mumford, 2024. true eng |
| title |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| spellingShingle |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process ROLAND MUMFORD |
| title_short |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| title_full |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| title_fullStr |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| title_full_unstemmed |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| title_sort |
Development And Investigation Of A Novel Dry Etch Silicon Smoothing Process |
| author_id_str_mv |
69d45b694e1e475467e6c0c80de3a02e |
| author_id_fullname_str_mv |
69d45b694e1e475467e6c0c80de3a02e_***_ROLAND MUMFORD |
| author |
ROLAND MUMFORD |
| author2 |
ROLAND MUMFORD |
| format |
E-Thesis |
| publishDate |
2024 |
| institution |
Swansea University |
| doi_str_mv |
10.23889/SUthesis.68269 |
| college_str |
Faculty of Science and Engineering |
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|
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facultyofscienceandengineering |
| hierarchy_top_title |
Faculty of Science and Engineering |
| hierarchy_parent_id |
facultyofscienceandengineering |
| hierarchy_parent_title |
Faculty of Science and Engineering |
| department_str |
School of Engineering and Applied Sciences - Chemistry{{{_:::_}}}Faculty of Science and Engineering{{{_:::_}}}School of Engineering and Applied Sciences - Chemistry |
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0 |
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| description |
This thesis describes the development of a dry plasma etch smoothing technique to replace the conventional Chemical Mechanical Polishing process within a device manufacturing scheme in the semiconductor industry. An important semiconductor manufacturing process is 3D wafer packaging, which allows vertical stacking of wafer die. 3D wafer packing represents a significant component of the total wafer level processing cost. A critical step in the 3D packaging process flow is the Chemical Mechanical Polishing process. Replacement of the CMP process step with a corresponding dry etch can yield significant time and cost savings. This is achievable through reductions in metrology and wafer handling requirements and lower volumes of materials needed for plasma-etch based processes compared with CMP. Incorporating equipment already utilized in the 3D integrated wafer packaging process during the subsequent Through Silicon Via (TSV) reveal step, process efficiencies can be achieved, with overall die yields being maintained. Using dry etch technology to treat a 200 nm rough back-ground silicon surface, a smooth surface with a peak to valley roughness of less than 6 nm is demonstrated, which is comparable to a virgin silicon wafer. This patented process differs from other dry etch smoothing techniques in that it aims to eliminate any visual grind marks rather than just reducing the surface roughness. The elimination of visible grind marks is critical in later optical inspection where these surface scratches are falsely identified as defects. The quality of the plasma polished surface is equivalent to that of a CMP processed wafer and as such, this process has been implemented in manufacturing replacing the CMP step. The novel process described combines a surface modification process followed by a roughness reduction iteratively, to produce a smooth surface without visible grind marks. Further work describes the application of the smoothing process to microneedles, with the aim of improving the process flow. Smoothing of silicon carbide has been performed. Finally, an extension of the TSV reveal process is described, called extreme thinning, with the development of a predictive model to minimize final total thickness variation. Silicon smoothing can also be beneficial to this application. |
| published_date |
2024-09-11T07:25:23Z |
| _version_ |
1850742850956820480 |
| score |
11.08895 |

