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Steel Surface Parameterisation for On-line Quantification with Machine Learning Models / ALEXANDER MILNE

Swansea University Author: ALEXANDER MILNE

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DOI (Published version): 10.23889/SUThesis.71779

Abstract

Accurately estimating steel surface roughness parameters in real-time during industrial manufacturing is a critical challenge. Traditional post-production stylus-based measurements of surface roughness, specifically the arithmetic mean roughness (Ra), are slow and sample only small sections of a stee...

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Published: Swansea 2026
Institution: Swansea University
Degree level: Doctoral
Degree name: Ph.D
Supervisor: Xie, X., and Tam, G.
URI: https://cronfa.swan.ac.uk/Record/cronfa71779
first_indexed 2026-04-22T12:12:39Z
last_indexed 2026-04-24T04:17:01Z
id cronfa71779
recordtype RisThesis
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Traditional post-production stylus-based measurements of surface roughness, speci&#xFB01;cally the arithmetic mean roughness (Ra), are slow and sample only small sections of a steel coil, leading to production inef&#xFB01;ciencies, costly rework or downgrading of coils, and potential downstream delays in demanding just-in-time manufacturing environments due to re-production when quality is not met. While the on-line, non-contact laser re&#xFB02;ection measurement device used by our partners offers a continuous monitoring solution, its accuracy is often insuf&#xFB01;cient compared to stylus-based ground truth measurements, negating its utility for process control.This research explores the application of machine learning (ML) to enhance the accuracy of surface roughness estimation from raw laser re&#xFB02;ection data. By leveraging both limited la-belled and abundant unlabelled industrial datasets, this work investigates various ML-driven methods. These include: data imputation techniques aimed at improving existing calculation methods by addressing data quality issues; end-to-end models designed for direct mapping from sensor input to the stylus-equivalent Ra value; ef&#xFB01;ciency enhancements for promising model architectures; and the incorporation of representation learning via self-supervised learning (SSL) to effectively utilise unlabelled data and overcome labelled data scarcity.The &#xFB01;ndings demonstrate the substantial advantages of ML approaches over conventional methods. End-to-end deep learning models consistently achieve signi&#xFB01;cantly higher accuracy in predicting Ra compared to the baseline sensor calculations. Our comprehensive comparative studies reveal that architectures such as Temporal Convolutional Networks (TCNs) and certain 2D Convolutional Neural Networks provide a robust combination of high predictive ac-curacy and computational feasibility for this speci&#xFB01;c industrial data type. Furthermore, lever-aging large unlabelled datasets via pretraining proved highly effective; representation learning strategies, particularly a novel task-speci&#xFB01;c coil classi&#xFB01;cation pretext task and a TCN-based autoencoder, yielded models with enhanced generalisation and accuracy upon &#xFB01;ne-tuning with limited labelled data. Methodological insights also include the necessity of a statistics-aware loss function for imputation tasks requiring the preservation of surface texture characteristics, and the successful GPU acceleration of the ROCKET model for enhanced throughput.The key contributions of this thesis therefore encompass not only the successful application and comparison of various ML techniques (imputation; end-to-end regression; and pretraining strategies like contrastive learning, autoencoding, and coil classi&#xFB01;cation) to this speci&#xFB01;c industrial problem, but also methodological advancements such as the statistics-aware imputation loss and ef&#xFB01;ciency improvements to the ROCKET model.These &#xFB01;ndings show that machine learning models, particularly those enhanced with representation learning techniques, can signi&#xFB01;cantly improve the accuracy of on-line surface rough-ness estimation. 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spelling 2026-04-22T13:20:41.4951365 v2 71779 2026-04-22 Steel Surface Parameterisation for On-line Quantification with Machine Learning Models c6da9da5c99754b6850e882895b86ca5 ALEXANDER MILNE ALEXANDER MILNE true false 2026-04-22 Accurately estimating steel surface roughness parameters in real-time during industrial manufacturing is a critical challenge. Traditional post-production stylus-based measurements of surface roughness, specifically the arithmetic mean roughness (Ra), are slow and sample only small sections of a steel coil, leading to production inefficiencies, costly rework or downgrading of coils, and potential downstream delays in demanding just-in-time manufacturing environments due to re-production when quality is not met. While the on-line, non-contact laser reflection measurement device used by our partners offers a continuous monitoring solution, its accuracy is often insufficient compared to stylus-based ground truth measurements, negating its utility for process control.This research explores the application of machine learning (ML) to enhance the accuracy of surface roughness estimation from raw laser reflection data. By leveraging both limited la-belled and abundant unlabelled industrial datasets, this work investigates various ML-driven methods. These include: data imputation techniques aimed at improving existing calculation methods by addressing data quality issues; end-to-end models designed for direct mapping from sensor input to the stylus-equivalent Ra value; efficiency enhancements for promising model architectures; and the incorporation of representation learning via self-supervised learning (SSL) to effectively utilise unlabelled data and overcome labelled data scarcity.The findings demonstrate the substantial advantages of ML approaches over conventional methods. End-to-end deep learning models consistently achieve significantly higher accuracy in predicting Ra compared to the baseline sensor calculations. Our comprehensive comparative studies reveal that architectures such as Temporal Convolutional Networks (TCNs) and certain 2D Convolutional Neural Networks provide a robust combination of high predictive ac-curacy and computational feasibility for this specific industrial data type. Furthermore, lever-aging large unlabelled datasets via pretraining proved highly effective; representation learning strategies, particularly a novel task-specific coil classification pretext task and a TCN-based autoencoder, yielded models with enhanced generalisation and accuracy upon fine-tuning with limited labelled data. Methodological insights also include the necessity of a statistics-aware loss function for imputation tasks requiring the preservation of surface texture characteristics, and the successful GPU acceleration of the ROCKET model for enhanced throughput.The key contributions of this thesis therefore encompass not only the successful application and comparison of various ML techniques (imputation; end-to-end regression; and pretraining strategies like contrastive learning, autoencoding, and coil classification) to this specific industrial problem, but also methodological advancements such as the statistics-aware imputation loss and efficiency improvements to the ROCKET model.These findings show that machine learning models, particularly those enhanced with representation learning techniques, can significantly improve the accuracy of on-line surface rough-ness estimation. This paves the way for reliable real-time quality control, enabling faster process feedback, reducing waste, facilitating process optimisation, and ultimately opening possibilities for automated closed-loop control systems in steel manufacturing. E-Thesis Swansea Machine learning, Surface roughness, Ra, On-line measurement, Steel manufacturing, Temper rolling, Time Series Extrinsic Regression (TSER), Deep Learning, Self-Supervised Learning, Data Imputation 3 3 2026 2026-03-03 10.23889/SUThesis.71779 COLLEGE NANME COLLEGE CODE Swansea University Xie, X., and Tam, G. Doctoral Ph.D EPSRC Industrial Case award EPSRC Industrial Case award 2026-04-22T13:20:41.4951365 2026-04-22T12:47:10.2591281 Faculty of Science and Engineering School of Mathematics and Computer Science - Computer Science ALEXANDER MILNE 1 71779__36549__916a91c0a2974fcc9b63f5d8dd029d86.pdf 2026_Milne_A.final.71779.pdf 2026-04-22T13:10:40.8136516 Output 20937092 application/pdf E-Thesis – open access true Copyright: the author, Alex Milne, 2026, Distributed under the terms of a Creative Commons Attribution NonCommercial 4.0 License (CC BY-NC 4.0) true eng https://creativecommons.org/licenses/by-nc/4.0/
title Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
spellingShingle Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
ALEXANDER MILNE
title_short Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
title_full Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
title_fullStr Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
title_full_unstemmed Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
title_sort Steel Surface Parameterisation for On-line Quantification with Machine Learning Models
author_id_str_mv c6da9da5c99754b6850e882895b86ca5
author_id_fullname_str_mv c6da9da5c99754b6850e882895b86ca5_***_ALEXANDER MILNE
author ALEXANDER MILNE
author2 ALEXANDER MILNE
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institution Swansea University
doi_str_mv 10.23889/SUThesis.71779
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hierarchy_top_title Faculty of Science and Engineering
hierarchy_parent_id facultyofscienceandengineering
hierarchy_parent_title Faculty of Science and Engineering
department_str School of Mathematics and Computer Science - Computer Science{{{_:::_}}}Faculty of Science and Engineering{{{_:::_}}}School of Mathematics and Computer Science - Computer Science
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description Accurately estimating steel surface roughness parameters in real-time during industrial manufacturing is a critical challenge. Traditional post-production stylus-based measurements of surface roughness, specifically the arithmetic mean roughness (Ra), are slow and sample only small sections of a steel coil, leading to production inefficiencies, costly rework or downgrading of coils, and potential downstream delays in demanding just-in-time manufacturing environments due to re-production when quality is not met. While the on-line, non-contact laser reflection measurement device used by our partners offers a continuous monitoring solution, its accuracy is often insufficient compared to stylus-based ground truth measurements, negating its utility for process control.This research explores the application of machine learning (ML) to enhance the accuracy of surface roughness estimation from raw laser reflection data. By leveraging both limited la-belled and abundant unlabelled industrial datasets, this work investigates various ML-driven methods. These include: data imputation techniques aimed at improving existing calculation methods by addressing data quality issues; end-to-end models designed for direct mapping from sensor input to the stylus-equivalent Ra value; efficiency enhancements for promising model architectures; and the incorporation of representation learning via self-supervised learning (SSL) to effectively utilise unlabelled data and overcome labelled data scarcity.The findings demonstrate the substantial advantages of ML approaches over conventional methods. End-to-end deep learning models consistently achieve significantly higher accuracy in predicting Ra compared to the baseline sensor calculations. Our comprehensive comparative studies reveal that architectures such as Temporal Convolutional Networks (TCNs) and certain 2D Convolutional Neural Networks provide a robust combination of high predictive ac-curacy and computational feasibility for this specific industrial data type. Furthermore, lever-aging large unlabelled datasets via pretraining proved highly effective; representation learning strategies, particularly a novel task-specific coil classification pretext task and a TCN-based autoencoder, yielded models with enhanced generalisation and accuracy upon fine-tuning with limited labelled data. Methodological insights also include the necessity of a statistics-aware loss function for imputation tasks requiring the preservation of surface texture characteristics, and the successful GPU acceleration of the ROCKET model for enhanced throughput.The key contributions of this thesis therefore encompass not only the successful application and comparison of various ML techniques (imputation; end-to-end regression; and pretraining strategies like contrastive learning, autoencoding, and coil classification) to this specific industrial problem, but also methodological advancements such as the statistics-aware imputation loss and efficiency improvements to the ROCKET model.These findings show that machine learning models, particularly those enhanced with representation learning techniques, can significantly improve the accuracy of on-line surface rough-ness estimation. This paves the way for reliable real-time quality control, enabling faster process feedback, reducing waste, facilitating process optimisation, and ultimately opening possibilities for automated closed-loop control systems in steel manufacturing.
published_date 2026-03-03T07:50:43Z
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